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COMS3200 / COMS7201 – Assignment 1

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Part A (6%)
The aim is to design a system of communicating processes using client/server RPC and message
passing. You must choose appropriate communication primitives and design suitable message
formats. For this part of the assignment you should assume that you have a programming
environment in which both message passing and RPC/RMI are available and that blocking and nonblocking primitives exist for sending and receiving. The available communication primitives are
assumed to be built on top of a reliable and connection-less message passing transport service.
Messages are of arbitrary length. The available primitives are:
• blocking send
• non-blocking send
• blocking receive
• non-blocking receive
• RPC call
• RPC server accept
• RPC reply
Requirements
The scenario is a Library Management System (LMS) that supports the library on-line catalog, plus
loans of books by registered library users.
There are seven types of processes in the LMS system. They are all single-threaded and have one
communication port. The processes are:
• Loans Server (there is one process of this type)
• User Server (there is one process of this type)
• Catalog Server (there is one process of this type)
• Checkin Client (there may be many processes of this type
• Checkout Client (there may be many processes of this type)
• User Registration Client (there may be many processes of this type)
• User Query Client (there may be many processes of this type)
The following requirements are to be supported:
• Each book in the collection is identified by a unique 12 digit item ID (which is also recorded
on a barcode on the book).
• Each registered user (or borrower) in the system is identified by a 12 digit user ID (which is
recorded on the user’s ID card).
• The Catalog Server records the following information for each book in the collection:
o Item ID (always) – unique 12 digit number (as described above)
o Authors (if applicable – not all items have an author) – variable length string for each
author, (variable number of authors)
o Title (always) – variable length string
o Additional publication information (Publisher, year, edition, etc) – stored as one
variable length string
o Catalog Code (used for where the book is placed on the shelves) – stored as a
variable length string
• The User Server records the following information for each registered borrower in the
library:
o user ID (always) – unique 12 digit number (as described above)
o Name – variable length string
o Address – variable length string
o Phone Numbers (home, work, mobile) stored as three variable length strings
o Email address – stored as a variable length string
• The Loans Server records the following information for each book currently on loan or on
hold:
o Item ID of the book
o User ID of the associated borrower
o A flag indicating whether the record is a loan or a renewed loan or a hold
o The due date for the loan, or last date for the hold
• A Registration Client allows a new book to be added to the system by sending updated
information to the Catalog Server, and also allows a new borrower to be added to the User
Server. All necessary information, including ID number, is entered through the registration
client. Updates to information are done by sending a registration with an existing Item ID or
User ID.
• A Checkin Client receives a returned book, and updates loan information based the Item ID
of the returned book. If a hold is on the book, the operator is notified so that the book can
be put aside.
• A Checkout Client deals with a book being borrowed. First the User ID is entered. If there
are any overdue books from that borrower, no loans can be made. Then book IDs are read
from barcodes, and the books are loaned for a period of four weeks. An exception is if the
book is on hold to a different user, then that book cannot be borrowed, and the operator is
notified so the book can be put aside. Borrowers are restricted to 20 loans at one time. At
the end of a checkout session, a docket is provided with the user’s name, the names and
authors of all the books borrowed, and the due dates, and any holds. Note that in this
architecture the Checkout Client does NOT communicate directly with the User Server
or the Catalog Server.
• A Query Client allows borrowers to examine the contents of the catalog. The user can
search for items in the catalog by
o Title search using a variable length search string
o Author search using a variable length search string (single author per query)
o Author and Title search using a variable length search string (one for the author and
one for the title).
o Catalog Code search using a variable length string
o All matching entries (up to maximum of the first 20 matches) are returned from the
catalog.
• A Query Client also allows users to look at the loan status of a particular book, by entering
the Item ID. The book is shown as available, on loan (with due date), or on hold.
• A Query Client allows a user to enter their ID and get a list of their current borrowings and
holds.
• A Query Client allows a user to enter their ID, plus the ID of a book in order to put that
book on hold for one week from when it is next available. A book can only have one hold at
one time.
• A Query Client allows a user to enter their ID, plus the ID of a book in order to renew the
loan for a period of four weeks. Books on hold, and books with loans already renewed once
cannot be renewed.
• All processes have only a single communication end-point (port). This means that if a
process can receive two (or more) different types of messages at some point in time, then it
must have a way of differentiating between them (and they can’t be received by two
different receiving primitives).
• Note that the Loan Server is single-threaded but supports multiple clients communicating
with it “simultaneously”. For example, the loan server can process a request for a new loan
from one checkout client while it is waiting for information from the Catalog Server about a
book title in order to satisfy a different checkout client.
• You must specify any assumptions (additional requirements) that you make. It is permissible
to set reasonable limits on variable lengths and variable numbers.
• Message formats should be represented in XDR and the message designs must minimize
the number of wasted bytes (i.e. bytes that don’t convey meaningful data). For example, if
some catalog entry fields aren’t applicable for a particular item then they shouldn’t be sent
(although the receiver will need some way of telling which fields are to be expected).
• You may assume that a process that receives a message knows where it comes from and is
able to send a reply (i.e. you do not need to encode sender identification information into
messages).
• You may assume that processes know the contact details of other processes.
Note: it is possible that there are inconsistencies in the above requirements and/or that not all
details have been specified. Please ask if you unsure of the requirements. Please monitor your
email, the course newsgroup (uq.itee.coms3200), and Blackboard announcements for
clarifications and/or corrections to the above information. It will be assumed that students see
such email or postings by the end of the next business day. Requirements changes/clarifications
emailed and/or posted by one of the teaching staff before 2pm Tuesday April 22 is considered to
be part of the assignment requirements.
Part A Tasks
1. The first part of this assignment involves annotating the figure shown on page 5 to show the
communication that occurs between the processes. A directed arc or arrow ( ) should be drawn
between processes to indicate message passing of some sort from the process at the origin of the
arrow to the process at the head of the arrow. (If communication is bidirectional, a separate arrow
should be drawn in the other direction also.)
2. You must complete a table showing the communication primitives which are used at each end
of each arc. Your table should be in the following format and there should be at least one row in the
table for every arc/arrow shown in your communication figure. The last column should list the
name (or number) of the message format(s) that are used for that communication.
These are the formats to be designed in step 4 below.
Sending
Process
Send
Primitive
Receiving
Process
Receive
Primitive
Message Format
Names
e.g. Checkin Client … … … …
… Eg. RPC Call … … …
Remember, possible sending primitives are blocking send, non-blocking send, RPC call, and RPC
reply. Possible receiving primtives are blocking receive, non-blocking receive, RPC server accept,
and RPC call. (Note that RPC call is both a sending and receiving primitive.)
Marks will be given for the use of the primitives that most closely resemble the communication
semantics indicated in the specification. You must pay particular attention to the difference between
remote procedure calls and message passing. If communication looks to a client like an RPC Call,
you should use the RPC Call primitive – independent of whether the server is an RPC server. If a
process behaves like an RPC server you should use the RPC server Accept and RPC Reply
primitives, independent of whether the clients use RPC call to communicate with it. (In other words,
you may mix and match RPC primitives on one end with message passing primitives on the other if
appropriate).
3. You should write a short explanation (around a paragraph, at most one page) which justifies
your selection of communication primitives.
4. You should design the format of the messages that will be used in the communication between
processes. For each message format name (or number) you’ve listed in the table above you should
specify the fields that make up the message. The field specification should include the
• name/description of the data (e.g. license ID)
• XDR type of the data (e.g. integer, character, fixed length string, etc)
• size of the field in bytes (or range of sizes if the size is variable)
You should also specify the overall size of the message (or range of overall sizes if the size is
variable). (Don’t forget the padding rules of XDR.)
5. You should write a short discussion (around one paragraph, at most one page) describing any
assumptions that you’ve made and/or any limitations of your design.
Assessment Criteria
Provided your assignment is submitted following the instructions below, it will be marked according
to the following criteria:
• Identification of communicating processes and directions (14 marks)
For each of the 7 process types, the correct presence/absence of arrows from and to other processes
(2 marks for each process).
• Choice of communication primitives (30 marks)
Proportion of primitives correctly selected and justified. Your mark will be calculated based on
the number of lines in your primitive specification table, as
15 marks *(Number of correct receive primitives + Number of correct send primitives)
Max[Number of lines in your primitive specification table or
Number of arrows in your communication figure or
Number of lines in correct primitive specification table]
• Design of message formats (50 marks)
• 30 marks for selection of appropriate data types meeting the given specification (30 marks
awarded if there are no missing or incorrect fields and no missing formats. 2 mark deduction
for the first mistake; 1 mark deduction for following mistakes. Minimum mark 15 out of 30
if at least 50% of the message formats are completely correct. Minimum mark 5 out of 30 if
at least one message format is completely correct.)
• 20 marks for message field sizes and overall message sizes (18 marks awarded if there are no
missing or incorrect or incorrect field/message sizes. 1 mark deduction for each mistake.
Minimum 10 out of 20 if at least 50% of the message formats are correctly sized. Minimum
mark 2 out of 20 if at least one message format is correctly sized.)
• Statement of limitations and assumptions (6 marks)
6 marks awarded if reasonable limitations/assumptions are stated (that aren’t a restatement of
any of the specifications and don’t violate the specifications). 1 mark deduction for each mistake
or omission. Minimum 1 marks out of 6 if at least one correct and reasonable limitation/assumption
is stated.
What to submit for Part A
Your submission must consist of:
• the diagram that shows the processes and their communication
• the table showing the choice of communication primitives
• an explanation of the choice of communication primitives (at most one page)
• message format design (and sizes)
• a statement of assumptions/limitations (at most one page)

Registration
Client
Catalog Server User Server
Loans Server
CheckIn Client Checkout Client
Query Client
Part B (13%)
The aim of this part of the assignment is for you to gain experience in network programming using
socket level primitives for the TCP protocol. To this end, you are required to implement the Name
Server, two clients (QueryClient) and two servers (LoansServer, CatalogServer) in a library loans
system. The QueryClient send requests to the LoansServer and the CatalogServer. As the emphasis
of this assignment is on communication using TCP sockets, the processing of requests in the servers
is drastically simplified compared to real servers. Also note that the functionality of the client and
servers is not the same as the servers and clients in Part A. You will only use TCP sockets, not any
other mechanisms (such as RPC Calls).
Specification
You must implement all the components in Java using socket level primitives. All communication
is to be TCP based. The servers and clients CANNOT be multi-threaded (i.e. you cannot use
threads in the Java implementation or any other systems commands which will make the program
multi-threaded). You can use non-blocking IO commands in Java if needed.
Java Requirements
Your implementation must consist of four classes: LoansServer, CatalogServer,
NameServer and QueryClient which will be in the files LoansServer.java,
CatalogServer.java, NameServer.java and QueryClient.java. Each of these
classes will contain a public static void main(String args[]) method. You may
use additional classes and Java files as needed but at a minimum your solution must include all of
these files. Your Java classes should not be part of any package.
Name Server:
The Name Server must satisfy the following requirements:
• It must accept one (1) command line arguments:- the port number on which the Name Server
will listen for incoming connections, i.e.:
NameServer • If the arguments aren’t of the expected number (1 after the command name) and form (argument
is an integer from 1024 to 65535 inclusive) then your program should print the following
message to standard error and exit with an exit status of 1:
“Invalid command line argument for Name Server\n”
• Your Name Server should listen on the given listening port number for incoming connections
from other processes. If your Name Server is unable to listen on the given port number, it
should print the following message to standard error and exit with an exit status of 1:
“Cannot listen on given port number \n” where is replaced
by the listening port number.
• The Name Server will print the following message to standard out and wait for any incoming
connections on the given port if it is able to listen on the port.
“Name Server waiting for incoming connections …\n”
• It should be assumed that the servers and clients know the Name Server’s IP address and port
and should be able to communicate with it (its port number is passed as a parameter to these
processes).
• The Name Server will then listen for incoming connections from other processes. The Name
Server will accept two types of messages: lookup queries and register queries (Note: the
messages do not have to be named as such).
• Upon receiving a valid register message the Name Server will store the details : the server’s
name, the port number on which server is listening for incoming connections, and the IP
address.
• Upon receiving a valid lookup message the Name Server will search its list of running servers.
If the server cannot be found then the Name Server will reply with an error message:
“Error: Process has not registered with the Name Server\n”, which
will be sent back to the connecting process.
• The Name Server must be able to handle a situation when the connecting client sends rubbish
data, (i.e. data not in the form that the Name Server has expected) which is done by closing the
connection. The Name Server is not expected to exit unless it encounters problems unrelated to
communication (e.g. running out of memory). These circumstances will not be tested.
Server – CatalogServer
Your CatalogServer server must satisfy the following requirements:
• It must accept a command line argument:- the port number on which the Name Server is
listening on for incoming connections:
CatalogServer
• If the argument isn’t of the expected number (1 after the command name) and form (integer
between 1024 to 65535 inclusive) then your program should print the following message to
standard error and exit with an exit status of 1:
“Invalid command line arguments for CatalogServer\n”
• When your CatalogServer starts up it reads the Catalog-file file into an internal data
structure. It is a very simplified description of Catalog. It describes 10 current books in the
system. In this assignment, this file is never updated. Each of the 10 items is described by:
o book-id (integer value)
o Title (string enclosed in double quotes, eg. “A Tale of Two Cities”)
o Author(s) (one string enclosed in double quotes, eg. “Mary Smith, Bob Jones”)
• CatalogServer should register with the NameServer. If CatalogServer cannot contact the Name
Server on the given port number, it should print the following message to standard error and
exit with an exit status of 1:
“Cannot connect to name server located at \n” where is
replaced with the given port number for the Name Server.
• After reading Catalog-file and registering with the Name server, the CatalogServer server
must listen for incoming requests on its port. If it is unable to do so (e.g., the port is in use by
another process or the port number is invalid), then the process must print the message to
standard error and then exit:
CatalogServer unable to listen on given port
If the CatalogServer server is able to start listening for incoming connections , then your
CatalogServer should print the following message to standard error:
CatalogServer waiting for incoming connections
• The QueryClient client may then connect to the CatlogServer server. If the CatalogServer
accepts the connection request from the QueryClient client, the QueryClient client then sends
one of two requests:
o a search by book-id returns the matching record
o a keyword search returns all records with the keyword in the title or authors
You may assume that if a connection is accepted that the request will be received (i.e. you don’t
have to handle the situation where the request is not received). You should note that this TCP
connection should be kept open until CatalogServer sends a reply back. The server closes the
connection after sending the reply. The CatalogServer processes the QueryClient commands
and returns the requested records.
Server – LoansServer
Your LoansServer server must satisfy the following requirements:
• It must accept a command line argument:- the port number on which the Name Server is
listening on for incoming connections:
LoansServer
• If the argument isn’t of the expected number and form (integer between 1024 to 65535
inclusive) then your program should print the following message to standard error and exit
with an exit status of 1:
“Invalid command line arguments for LoanServer\n”
• When your LoansServer starts up it reads the loans-file file into an internal data structure.
It is a very simplified description of loans. It describes 5 current loans in the system. In this
assignment, this file is never updated. A copy of the file is provided on the assignment website.
Each of the 5 items is described by:
o user-id (integer value),
o book-id (integer value),
o due-date (integer value interpreted as DDMMYYYY)

• Your LoansServer should register with the NameServer. If the LoansServer cannot contact the
Name Server on the given port number, it should print the following message to standard error
and exit with an exit status of 1:
“Cannot connect to name server located at \n” where is
replaced with the given port number for the Name Server.
• After reading loans-file and registering with the Name Server, the LoansServer server
must listen for incoming requests. If it is unable to do so (e.g. the port is in use by another
process or the port number is invalid), then the process must print the message to standard error
and then exit:
LoansServer unable to listen on given port
If the LoansServer server is able to start listening for the connection requests , then your
LoansServer should print the following message to standard error:
LoansServer waiting for incoming connections
• The QueryClient client may then connect to the LoansServer server. If the LoansServer accepts
the connection request from the QueryClient client, the QueryClient client then sends one of
two requests:
o a request for the loans held by a specific user-id.
o a request for due-date of a specific book-id.
You may assume that if a connection is accepted that the request will be received (i.e. you don’t
have to handle the situation where the request is not received). The LoansServer processes the
QueryClient request, returns the requested information and closes the connection.
• The QueryClient client may, as a result of the reply, connect to the CatalogServer server, and
request appropriate book title and author information for any titles returned from the
LoansServer’s reply using the same commands described earlier.
Client – QueryClient
Your client (QueryClient) must satisfy the following requirements:
• It must accept three (3) command line arguments:
o NameServer-port
o Request-type
o Request-keyword
• The command line arguments are interpreted as follows:
o NameServerport is the port number on which the NameServer is waiting for
connection requests. )
o request is a single letter with the following meaning:
• L means query all loans from user-ID = Request-keyword
• D means request due-date for book-ID = Request-keyword
• C means request catalog info for book-ID = Request-keyword
• K means keyword search with keyword= Request-keyword
o Request-keyword is an integer or string (assume no spaces or quotes) as above.
Searches can be exact matches, case-insensitivity not required.
• If an incorrect number or type of arguments is given, your process must print the following
message to standard error and exit:
Invalid command line arguments
• The QueryClient should lookup the LoansServer and CatalogServer in the NameServer. If the
QueryClient cannot contact the Name Server on the given port number, it should print the
following message to standard error and exit with an exit status of 1:
“Cannot connect to name server located at \n” where is
replaced with the given port number for the Name Server.
Note: you should start the servers first before you start the clients that they are registered by the
time the clients are asking for their IP addresses and ports.
• After the NameServer lookup the QueryClient client should try to connect to the LoansServer
and/or the CatalogServer. If it is unable to connect (e.g. there is no process listening on that
port) then the QueryClient client should print the following to standard error and exit:
QueryClient unable to connect to LoansServer
Or
QueryClient unable to connect to CatalogServer
• If the QueryClient client is able to connect to the server(s) it should send request to the
appropriate server. This request is determined by the request command line argument.
• The QueryClient client should then output the response to the query to standard output, All
responses regarding books to the user should include the book-ID, book title and author.
Servers should acknowledge connection closing with messages on standard error:
LoansServer connection closed
CatalogServer connection closed
• Servers should then listen for requests from other clients and reprint messages on standard error:
LoansServer waiting for incoming connections
CatalogServer waiting for incoming connections
Hint
• You may wish to start from the client/server example available on Blackboard. You are free to
use this code however you like.
Penalties that may be applied
• Code must be modified by marker to permit compilation and/or marking (-1 to -50 depending
on the severity of the change required. Deduction is at the discretion of the course coordinator
whose decision is final.)
Assessment Criteria
Provided your assignment is submitted following the instructions below, it will be marked
according to the following criteria. You must pay careful attention to the details of any required
behaviour. Part marks may be awarded for a given criteria if the specification is partially met. The
application will be tested against test cases provided with the assignment (loans and catalog files).
All marking will be performed in a UNIX environment, specifically moss.labs.eait.uq.edu.au and it
is expected that your code will work in this environment. Note that some criteria can only be tested
for if other criteria are met (e.g. connections established). You will need to demonstrate Part B if
requested by the tutor.
QueryClient (22 marks)
• Code compiles successfully (2 marks)
• Coding style (neat code layout and code is commented) (2 marks)
• Client correctly deals with invalid command line arguments (1 marks)
• QC correctly prints out error message and exits with the correct status when unable to contact
Name Server (2 marks)
• QC correctly looks up required Server information from the Name Server (2 marks)
• There are two (or more) QCs running in the application (4 marks)
• QC correctly sends requests to the LoanServer (3 marks)
• QC correctly sends requests to the CatalogServer (3 marks)
• QC correctly prints responses (3 marks)
Name Server (18 marks)
• Code compiles successfully (2 marks)
• Coding style (neat code layout and code is commented) (2 marks)
• Server correctly deals with invalid command line arguments (1 marks)
• Server correctly deals with being unable to listen on given port number (1 mark)
• Server correctly prints message expected when listening (1 mark)
• Server correctly handles invalid messages (2 mark)
• Server correctly sends error messages when process is not registered (2 marks)
• Server correctly stores valid information without any error (2 marks)
• Server correctly responds to registration and lookup requests (3 marks)
• Server doesn’t crash for communication cases (2 marks)
LoansServer (30 marks)
• Code compiles successfully (2 marks)
• Coding style (neat code layout and code is commented) (2 marks)
• Server correctly deals with invalid command line arguments (1 marks)
• Server correctly deals with being unable to listen on given port number (1 mark)
• Server correctly prints message expected when listening (1 mark)
• Server correctly handles invalid messages (2 mark)
• Server correctly prints out error message and exits with the correct status when unable to
contact Name Server (2 marks)
• Server correctly handles valid requests (10 mark)
• Server correctly prints messages to standard error (7 marks)
• Server doesn’t crash for communication cases (2 marks)
CatalogServer (30 marks)
• Code compiles successfully (2 marks)
• Coding style (neat code layout and code is commented) (2 marks)
• Server correctly deals with invalid command line arguments (1 marks)
• Server correctly deals with being unable to listen on given port number (1 mark)
• Server correctly prints message expected when listening (1 mark)
• Server correctly handles invalid messages (2 mark)
• Server correctly prints out error message and exits with the correct status when unable to
contact Name Server (2 marks)
• Server correctly handles valid requests (10 marks)
• Server correctly prints messages to standard error (7 marks)
• Server doesn’t crash for communication cases (2 marks)
Submission Instructions
The assignment (Part A and Part B) is due at 2pm on Tuesday April 29 and should be submitted as
a zipped file through Blackboard. You are advised to keep a copy of your assignment.
Late Submission
Late submission will be penalized by the loss of 10% of your assignment mark per working day late
(or part thereof). In the event of exceptional personal or medical circumstances that prevent on-time
hand-in, you should contact the lecturer and be prepared to supply appropriate documentary
evidence (e.g. medical certificate). Late submissions must be submitted by email to the lecturer or
tutor (Blackboard submission will be unsuccessful, i.e., will not be recorded properly).
.
Modifications to Part A and Part B Requirements
Note: it is possible that there are inconsistencies in the above requirements and/or that not all details
have been specified. Please ask if you unsure of the requirements. Please monitor your email, the
course newsgroup (uq.itee.coms3200), or Blackboard for clarifications and/or corrections to the
above information. It will be assumed that students see such email or postings by the end of the next
business day. Requirements changes/clarifications emailed and/or posted by one of the teaching
staff before 2pm Tuesday April 22 are considered to be part of the assignment requirements.
Academic Merit, Plagiarism, Collusion and Other Misconduct
You should read and understand the statement on academic merit, plagiarism, collusion and other
misconduct contained within the course profile and the School website. You should note that this is
an individual assignment. All submitted source code will be subject to plagiarism and/or
collusion detection. Work without academic merit will be awarded a mark of 0.
Assignment Return: Assignment feedback arrangements will be advised later.